SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
ZWIERS JAMES D

(Last) (First) (Middle)
9341 COURTLAND DRIVE NE

(Street)
ROCKFORD MI 49351

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
WOLVERINE WORLD WIDE INC /DE/ [ WWW ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Executive Vice President
3. Date of Earliest Transaction (Month/Day/Year)
08/10/2021
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/10/2021 M 35,994 A $21.48 39,344 D
Common Stock 08/10/2021 M 34,009 A $27.13 73,353 D
Common Stock 08/10/2021 S 70,003 D $36.92(1) 3,350 D
Common Stock 08/10/2021 S 7,500 D $36.92(1) 0 I By Trust(2)
Common Stock 08/10/2021 S 43,355 D $36.82(3) 32,235 I By Trust(4)
Common Stock 08/10/2021 G V 7,900 D $0.00 24,335 I By Trust(4)
Common Stock 08/10/2021 S 23,287 D $36.92(1) 302 I By Trust(5)
Common Stock 08/11/2021 M 2,806 A $21.48 6,156 D
Common Stock 08/11/2021 S 2,806 D $36.76(6) 3,350 D
Common Stock 08/11/2021 S 556 D $36.75 23,779 I By Trust(4)
Common Stock 08/11/2021 S 302 D $36.75 0 I By Trust(5)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy)(7) $21.48 08/10/2021 M 35,994 (8) 02/05/2023 Common Stock 35,994 $0.00 2,806 D
Stock Option (Right to Buy) $27.13 08/10/2021 M 34,009 (9) 02/10/2024 Common Stock 34,009 $0.00 0 D
Stock Option (Right to Buy)(7) $21.48 08/11/2021 M 2,806 (8) 02/05/2023 Common Stock 2,806 $0.00 0 D
Explanation of Responses:
1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.75 to $37.23. The reporting person undertakes to provide to Wolverine World Wide, Inc., any security holder of Wolverine World Wide, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
2. Shares held by The James D. Zwiers Trust.
3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.75 to $37.11. The reporting person undertakes to provide to Wolverine World Wide, Inc., any security holder of Wolverine World Wide, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
4. Shares held by the Jane M. Zwiers Trust.
5. Shares held by the reporting person's Grantor Retained Annuity Trust Agreement II Dated April 1, 2020.
6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.75 to $36.76. The reporting person undertakes to provide to Wolverine World Wide, Inc., any security holder of Wolverine World Wide, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
7. The number of Stock Options and the exercise price have been adjusted to reflect the Issuer's November 1, 2013 two-for-one stock split.
8. The Stock Option vested in three installments of 1/3 each on 02/06/2014, 02/06/2015 and 02/06/2016.
9. The Stock Option vested in three installments of 1/3 each on 02/11/2015, 02/11/2016 and 02/11/2017.
Remarks:
/s/ David Latchana, by Power of Attorney 08/12/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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